===========================================
                                                      
              C  O  S  M  I  C     W  I  S  D  O  M   
                                                      
           ===========================================


              Computerized

                 Operational

                   System

                      Modelling for

                         Integrated

                            Control


                               Using Personal Computers For


                                 Workable  and

                                   Intelligent

                                      System

                                          Development,

                                             Operation, and

                                                Maintenance


Third Edition



       © 1993,1994,1995  Richard Allen Strong
                         Safety Analysis Systems Company
                         7514 Belle Plaine Drive
                         Huber Heights OH 45424-3229
                         800 - COSMIC-0



 CONTENTS
A. INTRODUCTION: ______________________________________________________ii.
 1. Small Business Innovation Research; 2. Unsolicited Proposal;
 3. Client Brochure; 4. Textbook; General Publication.
B.ABSTRACT:____________________________________________________________ii.
 1. Spreadsheets for Modelling; 2. Problem Resolution; 3. SHERDQAM.

C. IDENTIFICATION AND SIGNIFICANCE OF THE PROBLEM/OPPORTUNITY: _________1.
 1. COSMIC as Pervasive Solution & Opportunity;
 2. Many Diverse Specialties Lead to Duplication, Conflict;
 3. Integrated Control; 
 4. Modern PCs Present Opportunities; 5. Significance.

D. TECHNICAL OBJECTIVES: _______________________________________________2.
 1. General Objectives; 2. Specific Objectives;
 3. Scope & Sequence; 4. System Safety Program.
 5. System Safety Data; ________________________________________________3.
 6. Fault Tree Analysis; 7. Examples of Usage.__________________________4.
 8. Spreadsheets for Fault Trees._______________________________________5.
 9. Fault Trees with Subsystem Hazards and Reliability._________________6.
10. Fault Trees with Decision Trees; 11. Double-Trees for System Models;
12. Example of Preliminary Model; 13. "MOST" Criteria;_________________ 8.
14. TQM Team Process; 15. Fishbone to COSMIC;__________________________ 9.
16. Organizational Psychology; 17. Learning Styles;___________________ 10.
18. Problem-Solving Team; ____________________________________________ 11.
19. Problem-Solving Process. _________________________________________ 12.

20. Inventory as Baseline Model; 21. Special Factors; ________________ 14.
22. Operations Analysis; 23. Advanced Features;
24. Financial Relationships; 25. Larger Systems; _____________________ 16.
26. Aggregation, Distribution, Cross-Linking; 
27. Display for Unification; _________________________________________ 17.

E. WORKPLAN: _________________________________________________________ 18.
 1. How; 2. When; 3. Where; 4. Schedule; 5. Final Product;

F. RELATED WORK DONE: ________________________________________________ 19.
 1. Defense Aerospace; 2. Education & Research; 3. Vehicle Development.

G. RELATION TO FUTURE WORK: __________________________________________ 20.
 1. Phase II Work; 2. Phase III Work; 
 3. Draft Standard for COSMIC WISDOM___________________________________21.

H. POTENTIAL POST APPLICATIONS: ______________________________________ 22.
 1. Modules in Libraries; 2. Auditing and History; 3. Health Maintenance;
 4. Insurance; 5. Arms/HAZMAT/RAD Proliferation; 6. GUEST;
 7. Integration of Systems; 8. Human Relations; 9. Standards; 10. USCFR;
11. Very Large Systems; ______________________________________________ 23.
12. Personal Life Planning with COSMIC _______________________________ 24.

I. KEY PERSONNEL: ____________________________________________________ 25.
1. Professional Background; 2. Education; 3. Societies;
4. Awards and Certifications; 4.  Patents; 5. Papers; 6. Other.
Appendix A: ALIVESYS: A Line Item Voting Election System
Appendix B: STRONGWARE OPERATOR GUIDE


A. INTRODUCTION

    The paper is written for five purposes. It is intended to serve as:
 1. Small Business Innovation Research, SBIR, Proposal. It was first written
    as a proposal under the SBIR program; format follows such proposals.
 2. Unsolicited Proposal. It serves as an unsolicited proposal.
 3. Client Brochure. It also describes work that may be done for clients.
 4. Textbook. It serves as a textbook for a continuing education course.
 5. General Publication. A guide for those who wish to use COSMIC modelling.

                                  B. ABSTRACT

1. Need for Better Planning. General Eisenhower is quoted as saying,
                   "Plans are not important - planning is!"

    The budget deficit for the nation is approximately the same as the reported losses 
to unplanned events, that is, mishaps. Persons attempt to deal with very complex, 
dynamic, high-risk systems in ways that are insufficient for adequately understanding 
these systems. The underlying root causes for many mishaps are oversights and 
inadequate integration due to conflicts between specialized requirements that then 
result in poor visibility of physical and human limits, combined with overly-optimistic 
control. 
This is exacerbated by the proliferation of unique, uncommunicative software.

 2. COSMIC Models for Planning. The Principal Investigator's, P.I.'s, background of 35 
years in system safety engineering and management, working with and consulting on well 
over a thousand high-risk development projects, indicates that several chronic problem 
areas observed in defense aerospace research and development work may be ameliorated 
through use of COSMIC modelling. COSMIC modelling may aid in personal comprehension of 
complex systems as an aid in planning and controlling. COSMIC modelling is pervasive 
technology for describing risks by dynamic interactive modelling with embedded 
calculations using off-the-shelf personal computer, PC, software.  COSMIC uses 
spreadsheet diagrams for creating a matrix of elements and activities. 
(The accompanying diskette contains sample COSMICs and database files.)
    a. Scope. Safety Analysis Systems, SAS, proposes to assist in development of 
user-maintainable COSMIC models using generic user-provided PC software.  SAS will act 
as System Operator for networking between COSMIC users.
    b. Application. COSMIC is particularly suitable for the class of high-risk 
management between simple systems that may be managed through experience and rote 
memory and those involving specialized mainframes and operators. COSMIC models are 
conceived of being made of up to a thousand inter-related events that are described 
with quantitative formulae.  By using selected aggregated and distribution, COSMIC 
models may be linked to encompass systems on the order of several million events for a 
wide range of applications.
   c. Total Quality Management, TQM. COSMIC is particularly useful where an 
interdisciplinary and/or inter-organizational system requires a moderate degree of 
integration, cooperation, and teamwork. COSMIC models are developed through a team 
approach similar to quality circles or TQM Teams.  The process encourages 
identification of team members as eight personality types and matches them to steps in 
a structured problem-solving and planning process, thereby doubling efficiency as 
compared to solving by any one person.

 3. SHERDQAM. (Rhymes with "SURE CAN".) Since most management is concerned with 
planning the actions to avoid losses, that is, safety management, this is treated 
first. The initial application is with a Safety, Health, Environmental, Reliability, 
Decision, and Quality Analysis Model, "SHERDQAM".


           C. IDENTIFICATION AND SIGNIFICANCE OF PROBLEM/OPPORTUNITY

 1. COSMIC as Pervasive Solution and Opportunity. The pervasive COSMIC
technology may be characterized as both a partial solution to recurring
problems and an opportunity to develop innovative new technologies.
The use for decision-making is again emphasized by the dictum that

   "Data becomes information only when it is used for making a decision."

A common problem in developing new technology is that no models exist for
describing either the current technology nor the improvements to be gained by
adopting the new technology, particularly as regards risk.

 2. Many Diverse Specialties Lead to Duplication, Conflict, and Isolation.
Experience shows that specialized disciplines rely on manual techniques or
unique computer programs to solve problems. This resulted in fragmented
information often lacking in promptness. As an example, an Air Force Base Wing 
Commander found that his responsibilities, written by myriads of independent 
specialists and collected by his staff, resulted in a print-out of one-line statements 
three inches thick! Top managers may appreciate the visibility and flexibility that 
might be provided by a desk-top or laptop PC COSMIC. It would seem reasonable to assume 
that much of the paperwork could be reduced by having a common source of information 
for the various people, disciplines, and functions involved, an environmental 
improvement in itself.

 3. Integrated Control. Clearly, one desires minimum duplication and maximum
integration, especially where common goals and purposes prevail, such as
 controlling risk of unplanned losses in areas of: safety;  occupational
health;  chemical hygiene; civil engineering; weather forecasting;
environmental protection; pollution prevention; fire protection; system
security; emergency response; disaster preparedness; traffic safety; trauma
treatment; drug control; bioenvironmental engineering; reliability; and
quality. Similarly, many complex systems that have the advantage of models of
their systems depend upon smaller subsystems that lack such advantages.

 4. Modern PCs Present Opportunities. The continuing growth in capability now
available with the common personal computer, PC, calls for a review of its
use. Its main feature is the ability to augment the individual mind where the
scope of thinking exceeds human capabilities for managing high-risk
operational systems. A potential benefit of this proposal would be a system
model that might be used generically for other similar systems. A single
integrated COSMIC might be developed and used by each and all of the
activities mentioned above. New technologies may have COSMICs developed
concurrently to shorten the time required for adoption. Operational Subsystem
managers may use COSMICs as a relatively simple, common method of describing
their subsystems as modules to be incorporated into larger systems. This could be done 
without resorting to unique software or specialists. Schedule needs for integration 
could be shortened, particularly for controlling risks.

 5. Significance. The significance of the problem is seen particularly in the
continually escalating costs of unplanned losses. The budget deficit for
the nation is approximately the same as the reported losses to mishaps.
One need only recall the notorious headlines, which will not be repeated, to
appreciate the significance of the problem and the need for improving the
ability to control losses. The significance of the opportunity may be seen in
reducing oversights, improving technical performance, and improving teamwork.


                           D. TECHNICAL OBJECTIVES

 1. General Objectives. The general objective for this proposal is to find out how 
practical COSMIC is as a tool for the users. Special note will be made of the benefits 
and shortfalls of developing and using COSMIC, versus other intended methods.  Findings 
revealed through the development and use of the model, particularly as regards 
describing decisions and system changes will also be noted. An objective is to create 
polyphony out of chaos, i.e., "E PLURIBUS UNUM".

 2. Specific Objectives. Since the assurance of optimum loss and litigation is seen as 
an important driver for the system effectiveness, the technical
objective is attaining the user's required assurance, with SHERDQAM models.

    a. COSMIC should be practical for users in an on-going development.

    b. SHERDQAM should be capable of showing the significant risks of the
       operational system and accepting, calculating, and showing changes.

    c. Further specific objectives are detailed as follows.

                                   
     * Life Cycle Management - concept through re-use.      
                                                            
     * Includes total system and human resources.           
                                                            
     * Optimize with cost, schedule, effectiveness.          
                                                                         

Plate 1 - System Program Management            
 
 3. Systems Program Management. See Plate 1. Systems Management, as explained
by von Bartalanffy in GENERAL SYSTEMS THEORY,  is the starting point for
COSMIC.  The emphasis of high-risk weapon systems engineering, as implemented
by Gen. Bernard Schriever, was on integration and optimization throughout the
system service life cycle, including all elements, subsystems, and segments.

                                                             
      * Minimize unplanned loss, damage, injury.             
                                                             
      * Includes occupational health, environmental safety.  
                                                             
      * System Safety Group, SSG, ensures all are involved.  
                                                             
                  Plate 2 - System Safety Program            
    
 4. System Safety Program. See Plate 2. The requirements were defined in
Military Standard MIL-STD-882 some 20 years ago. The main goal of system
safety management is the optimum level of safety. The DOD/DOE/DOT/NASA
standard for precluding unplanned losses is the system safety program, which
formalizes the assurance process. The process has also been widely adopted by
many defense and power and communications industries world-wide.




The Standard requires a System Safety Group, SSG, composed of representatives for all 
concerned, to ensure that omissions and oversights were minimized and communication 
maximized. The SSGs served as Quality Circles and TQM Teams.

                                                                           
     * Program Plan                       * Progress Reports               
                                                                           
     * Hazard Analysis Reports            * Safety Assessment Reports      
                                                                           
     * Health Hazard Reports              * Mishap Analysis Reports        
                                                                           
     * Change Analysis Reports            * Explosives Classification      
                                                                           

                     Plate 3 - System Safety Data                          
 
 5. System Safety Data. See Plate 3.
     a. Program Directors ensure that the information is acquired in a timely manner by 
specifying development of the reports shown. Emphasis is placed on    historal data to 
use lessons learned.

                                                                           
  1. System/Subsystem/Comp: Maintenance hangar or vehicle garage.          
 2/3. Comp/Subs Fail Mode : Fail to contain fumes and ignition sources.    
 4/5. Sys/Comp/Event/Phase: Operational, maintenance, or storage.          
  6. Operation Description: Vehicle operating or being maintained/stored.  
  7. Hazard Description   : Sparks and fumes leaking from tanks/HAZMATs.   
  8. Hazard Identification: Only if leaks large enough to smell or see.    
  9. Effects of Hazards   : FIRE. Loss of vehicle and garage; injury.      
 10. Risk Assessment      : $100,000; "Occasional". Risk Index 1-C.        
 11. Recommended Actions  : Fume/fire detect/suppress; or seal HAZMAT/fuel 
 12. Effect of Actions    : $5,000 installation; procedures.               
 13. Remarks: Doc,Dat,Dir : Manufacturer estimate. NSC ACCIDENT FACTS.     
 14. Status: Dwg,Spec,Pro : OPEN pending safe completion of testing.       
 15. Note, Caution, Warn  : Warnings in HAZMAT handling/storage procedures.
 Chemical Identity: ______________________  P.E.L.: ________  T.L.V.: ____ 
 NIIN: _________  P/N: __________  QTY: ____  MFR: _______________________ 
 Medical Exam: _   Personal Protective Equipment: _  Air Permit: _________ 
 MIL-STD-882 Risk Index is 1-C; with corrective actions, 1-E.              
 Radiation Type: abcdefg  Power: 12345  Minimum Distance: 12345            
                    Probabilistic Risk Analysis (ANNUAL ~$K )              
 FACTOR:               BUDGET:          HAZARD:     ACTION: CUMULATIVE:    
 Probability                0.99             0.01       0.99        0.98   
 Mishap/Action           1000              120          5         115      
 Operation/Maintenance     20              200          5          15      
 Medical/Legal            400              300          1          29      
 Time/Schedule           1000              500          2         990      
 PROBABLE TOTAL _______  1158               11         13        1126      
 Life Cycle Cost @ 6%, 20 years._________  120         30                  

                   Plate 4 - Hazard Analysis Report.                       




     b. Hazard Analysis Reports. See Plate 4. These are iterated throughout
the program in phases: preliminary; system and subsystem; and operational and
support.  The plate displays a database printout of the items for a common
hazard as rows of data. Note that it includes Annual Risk and Life Cycle
Cost. Budget and Cumulative are discussed later.

                                                                            
       * Difficult to describe complex chains of events.                    
                                                                            
       * Difficult to relate interfaces between elements.                   
                                                                            
       * Difficult to describe and optimize the total system.               
                                                                            

              Plate 5 - Hazard Analysis Report Problems                     

    c. Hazard Analysis Report Problems. See Plate 5. There are several problems with 
the standard hazard analysis report required by MIL-STD-882.
    d. Operating Hazard Analysis. Another format used in the operational and support 
phases is based on columns and rows in landscape format. This format, known 
historically as an Operating Hazard Analysis, OHA, places Items 1 through 5 as rows and 
Items 6 through 16 as columns.

 6. Fault Tree System Analysis. Noting the problems described in Plate 5,
safety professionals sought better ways to cope with problems.
     a. System. The "main claim to fame" in the system safety engineering is the 
so-called "fault tree", a diagram which details the various causes that may lead to a 
mishap. It was derived from Bell Telephone Laboratory's work in network analysis used 
in ICBM guidance systems about 30 years ago.
    The diagram is drawn as a vertical flow-chart with the main fault at the top and 
various blocks and paths with symbols linking together so it looks like a Christmas 
tree. The essence is control theory, rather than breakage.
    b. Process. The key process in developing fault trees is the tracing of
the flows of control signals and power. As Dave Hassel has taught thousands
of system safety engineers at short courses with the University of Washington,

    "No matter where you begin analyzing a system, if you trace the
     signal and power, you will ultimately end by defining the whole system."

    c. Problems. Due to a heavy reliance on manual methods and/or unique software 
programs, there is no standardized method of documenting fault trees nor library of 
them; therefore, there is no interchangeability.  Fault trees are foreign to the 
layperson who must interpret them. The vertical arrangement is different from 
horizontal charts used by management; information cannot be readily transferred to 
other conventional systems.  They are not very useful for explaining to laypersons, as 
in public relations or litigation.

 7. Examples of Partial Usages. Five case examples illustrate COSMIC's value.
     a. A fault tree was developed for a weapon system. The complete tree
was displayed in a hallway.  Many of the project people consulted the tree,
since, as one observer remarked, "It's the only way to see the whole system!"
The program also used color-coded flowcharts by ARINC for trouble-shooting.
     b. The P.I. displayed a fault tree of the flight control system of a robotic 
intelligence-gathering vehicle.  The program manager asked if it could be used for 
reliability analysis - it could be and was modified. 
(Note that the MIL-STD-785 on Reliability requires that, where there is a
man-machine interface, the analyst assumes that the human is error-free.)
The P.I. wrote the Safety Plan for the Wright Laboratory requiring that
the analyst assume a 1% error rate, based on Air Force maintenance studies.)
     c. An organization's hundreds of contracts experienced delays of half
a year. As a TQM matter, the process was analyzed and a flow diagram was
developed. The 25-foot long diagram was also displayed in the hallway to
show the lengthy process. Several weeks were cut from the schedule.
     d. The first flight of a chemical laser involved several operators, the
laser, the ventilation and suppression system, and the aircraft. The P.I.
flow-charted 59 steps in the emergency procedures; the test was successful.
     e. The final example involved tracing the actions in the acquisition,
use, and disposal of HAZMATs; the process involved about 20 organizations.


  COL>   A            B         C     D     E   F     G    H       I    J    
 _____________________________________v____________________v____________v____
 ROW                                  v                    v            v    
 VV  +-------------+      +--------------+                 v            v    
  3  | Personnel    >---->  Absent   .75  >-----------------------\     v    
  4  +-------------+      +--------------+                 v       |    v    
  5                                                        v       |    v    
  6  +-------------+      +--------------+                 v       |    v    
  7  | Vehicle fuel >---->  Leaking  .05  >                v       |    v    
  8  +-------------+      +--------------+ \       +-----------+   v 0.00375 
  9                                         \    >  Fumes  .10 >->AND> FIRE  
 10  +-------------+      +--------------+   >OR<  +-----------+   ^         
 11  |HAZMAT/WASTE  >---->  Leaking  .05  >>/    >   POLLUTION |   |         
 12  +-------------+      +--------------+         +-----------+   |         
 13                                                                |         
 14  +-------------+      +--------------+         +-----------+   |         
 15  | Electrical   >---->  Exposed  .05  >-------> Igniter .05 >-/          
 16  +-------------+      +--------------+         +-----------+             
                                                                             
  Column A boxes are called Basic Object Blocks, or BOBs.                    
  Columns C-D and Columns G-H boxes are Numerical Object Blocks, NOBs.       
  The formula for cell H8 calculates the joint probability of cells          
  D7 OR  D11 as 0.05 + 0.05 = 0.10.  The result in cell J8 is the joint      
  probability of cells D3 AND H9 AND H15 as 0.75 * 0.10 * 0.05 = 0.00375.    
  Sealing the HAZMATs would give a safety level of 0.99, given human error.  
  The probability of pollution is likewise improved from 0.10 to 0.01.       

                 Plate 6 - Spreadsheet Fault Tree                           

 8. Spreadsheets for Fault Trees. See Plate 6.  The use of spreadsheets in finance has 
been expanded to include useful functions as "smart" flow charts.
The added advantage over conventional flowcharts is that the numerical calculations may 
be also incorporated into the spreadsheet and recalculated in simulation. The rows are 
used for elements such as: subsystems; organizations; and cost centers, including the 
interfaces between them that are systems in their own right.  Referring to Plate 5, 
Items 1, 2, and 3 are entered in rows as elements, Items 4 and 5 in columns as event 
phases.



 9. Fault Trees with Subsystem Hazards and Reliability. As descriptions of systems, 
fault trees are usually "stand-alone" items, meaningful only to a small group of 
specialists.  Another form of system safety analysis, the Subsystem Analysis, is 
similar to the Reliability Failure Modes and Effects Analysis in that each function is 
analyzed in detail. These two analyses may be readily written into spreadsheet flow 
diagrams.  Both safety, including occupational health and environmental protection, and 
reliability are thus performed with the same effort, avoiding duplication.  Human 
factors are included for safety, health, environmental, and reliability training.
       
                                                                  
          * Faults Are Traced Backwards to Human Decisions        
                                                                  
          * Decisions Are Traced Forwards to Success or Faults    
                                                                                                             

Plate 7 - Double - Tree  

10. Fault Trees with Decision Trees. See Plate 7. Faults always stem from human errors 
made in decisions; recall the 1% error rate. In the operations area, decision trees 
have been used to show the various scenarios stemming from successive decisions. The 
two trees are combined in the "Double-Tree". The resulting diagram then shows both the 
consequences of the decisions and the causes of the losses in a single diagram that 
relates one to the another.

                                                                            
    1. Flow of Events in Columns > > > > >                                  
    2. Elements                                                             
       in Rows                    / 4. Success Paths >  5. Success Trees    
       V V V   3. Decision Trees <                                          
       V                          \ 6. Fault Paths   >  7. Fault Trees      
       2.a. Controller                                                      
       2.b. Controllee                                                      
                                                                            

                       Plate 8 - System Model Format                       

11. Double-Trees for System Models. See Plate 8. Defense systems are managed
with considerations for Systems Engineering, prescribed in MIL-STD 499, and
Configuration Management, as prescribed in MIL-STD 480. These standards define
the arrangements and relationships of typical systems, subsystems, segments,
and activities. Industry has similar guidelines. The Double-Tree may be
expanded to include these tools.  Three suggested guides follow.

     a. Conventions. Two simple conventions clarify the arrangement.
         1.) Success paths are placed above fault paths;
         2.) Processes being controlled are placed below the items that
             perform controlling, in an hierarchical format.

     b. Truncation. Users may determine an appropriate level for truncating
        the model.  A typical cut-off might be the normal breakage expected,
        such as 1% - 2% per year,  where costs for the model might exceed the
        actions being modelled.



                         +-----------------+         +------------------\       
+----------\ +--------+  
  +------------+      /->   Present         >-----S->  Detect  fumes,    >-->OR> 
Ventilate  > Response|  
  | Personnel   >-- D<   +-----------------+         | sparks, intruder |  /    
+----------/ _ Abated |  
  +------------+      \->   Not present     >-F-\    +------------------+  
/                 +--------+  
                         +-----------------+    \                          
/                             
                         +----------------\     v                          
/                             
  +--------------+    /->  Vent/Drain Sys. >->->->->->->-S->->->->-AND->->-
/                             
  | Safety system > D<   +----------------<     v                / 
                                      
  +--------------+    \--> No System       >-F->AND->->-\        / 
                                      
                         +----------------/             \        / 
                                      
                                                        \        /                                       
                         +-----------------+            \        S 
                                      
  +--------------+     /->    Fuel sealed   >S          \        / 
                                      
  | Vehicle fuel >- D<   +-----------------\            \        / 
                                      
  +--------------+     \->   Fuel leak/vent >-F-\       \        / 
                           +--------+  
                         +-----------------/    \       \        /   
+---------\    /->->-F->-> SPILL _|  
                         +-----------------+     >OR->->->AND-OR<-->> Fumes/Liq.>OR< 
         _ INJURY_| 
  +--------------+     /->  HAZMAT sealed   >S  /                    +---------/    
\         +--------+  
  | HAZMAT/WASTE >- D<   +-----------------\    /                                   \ 
                   
  +--------------+     \->  HAZMAT leak/vent>-F-/                                   \ 
                   
                         +-----------------/                                        \ 
                   
                                                                                    \                    
                         +-----------------+                                        >-
AND>\              
  +------------+     /->  Electric sealed   >S                                      /     
\              
  |Electrical Eq >- D<   +-----------------\                                        /     
\              
  +------------+     \->  Electric spark    >-F->->\                                /     
\              
                         +-----------------/       \                                /     
\              
                                                   \                                /     
\              
  +------------+         +-----------------+       \                 +---------\    /     
\              
  | Natural     ³     /->  Grounding Rods   >S      >OR-- F>---------> Igniter  >->-/     
\   +--------+  
  | Environment  >- D<   +-----------------\       /                 
+---------/          >OR-> FIRE  _| 
  +------------+     \->  Lightning strike  >- F->-/                                      
/   _DAMAGE _| 
                         +-----------------/                                              
/   +--------+  
  +------------+         +-----------------+                                              
/              
  |  Social     \     /->  Security system  >S                                            
/              
  | Environment  >--D<   +-----------------\                                              
/              
  +------------+/     \-> Vandal+torch+fuel >- F >->->->->->->->->->->->->->->->->->->-
>->/              
                         +-----------------/ 
                                                            

                       Plate 9  Double-Tree of Vehicle Garage 
                             
12. Example of Preliminary Model. See Plate 9. The hazard discussed and illustrated  in 
Plates 4 and 6 is illustrated showing that the scope may be expanded to include more 
objects (sans numbers for clarity): 
    a. the Decision paths, "D"; 
    b. the Safety paths, "S"; and 
    c. the Fault paths, "F". 
    d. Notice that system security and environmental impact are included in the model. 
The system assumes inclusion of the ecosystem.
    e. Notice that preliminary models require very little memory or calculations, 
although some effort must be spent in creating the model;



                                                                            
 COST CENTER MANAGER    BEGIN               PHASE ONE                       
 SUBSYSTEM/EQUIPMENT    BUDGET                                  Est.| Cum.  
____________________________________________________________________________
 Executive Management | P= |  0.75 |   | Write in the   | P= |  .90 |   .90 
 and planning factors | M= | -1200 | > | description of | M= | - 20 | -1180 
 for actions on the   | 0= |  2400 |   | the success or | O= | +200 | +2200 
 success roadmap.     | S= | - 100 |   | desired plan   | S= | -100 |     0 
                      | T= | - 300 |   | to achieve     | T= | - 20 | - 280 
  " Plan A "          | PT |   600 |   | objectives.    | PT | + 54 | + 666 
                      |    |       |   |                |    |      |       
 Potential problems   | P= |  0.25 |   | Write in the   | P= |  .10 |   .10 
 or alternative plans | M= | - 300 | > | description of | M= | - 20 | - 280 
 with actions on the  | O= |     0 |   | the problem or | O= |    0 |     0 
 alternative roadmap. | S= | - 200 |   | hazard plan.   | S= | - 50 | - 150 
                      | T= | - 100 |   | (Continue flow | T= | - 10 |  - 90 
  " Plan B "          | PT | - 150 |   | right for fix) | PT | -  8 |  - 52 
                      |    |       |   |                |    |      |       
         GROSS TOTAL  | GT |   450 |   |  GROSS TOTAL   | GT | + 46 | + 614 

  1.) Compare plans to attain the same objectives on the basis of the GTs.  
  2.) For prioritizing, rank decisions according to the differences in PTs  
  3.) The lower row may be extended to the right for the best hazard fix.   
  4.) The decision criteria may be included as factors under each element.  
  5.) " P= " is for the Probability entries ( sum to 1 at GT ).             
  6.) " M= " is for the Money or cost expenses ( negative values ).         
  7.) " O= " is for the Operational Effectiveness/prOfit/Output (positive   
      values);  For incremental events, consider revenue or value added.    
  8.) " S= " is for the Safety Social Readjustment Stress; See Holmes-Rahe. 
  9.) " T= " is for the Time or schedule costs ( negative values ).         
 10.) " PT= " is the product of the Probability and the sum of the Money,   
             Operational effectiveness, Stress, and Time.                   
 11.) " GT= " is the Gross Total of PTs for the event/phase.                
 12.) " Est " is the planning estimated data for the event.                 
 13.) " Cum " is the cumulative running total, subtracted from budget.      

                    Plate 10 - "MOST" Criteria.                             

13. "MOST" Criteria. See Plate 10. In order to include the decisions, criteria must be 
established for the decisions.  This is shown with simple numerics to illustrate the 
decisions under risk.  Common criteria are shown as "MOST" factors. Experience has 
shown these to be involved in most decision-making. Note that the Safety Stress is 
included for human factors that are often overlooked. Condensed models may use the PTs 
as in Plate 6 preliminary format.  


                                                                  
          * Expand SSG to CCB to TQM Team Process                 
                                                                  
          * Extend Double-Tree to Total System                    
                                                                  
          * Include Quality Measures and Special Factors          
                                                                  

                      Plate 11 - TQM Team Process               
      
14. TQM Team Process. See Plate 11. The Total Quality Management, TQM, practice is 
inherently aligned with the COSMIC in that the processes are addressed and the 
significant factors are addressed, along with the statistical process control, SPC.  
The Special Factors are extendable to include the measures of quality, especially as 
defined by the end user customer.  The crucial improvement is the involvement of people 
and their processes. The teamwork of the System Safety Group and Environmental 
Protection Committee may be extended to the Double Tree Team, which is just a bit more 
than the usual Configuration Control Board, which may include the concept and members 
of the TQM Team.


     
                          To Customers >>>                       
         >         >          >           >            >>        
        /         /          /           /           /           
       /         /          /           /           /            
      ======================= Team ==========================>>  
                     /               /              /            
                    /               /              /             
                  >               >             >                
                    >>> From Suppliers                           
      __________________________________________________________ 

      +---------\    +----------\               +-------------+  
      |Customers >>>>Requirements>\           >> Satisfaction |  
      +---------/    +----------/  \          / +-------------+  
      +---------\    +--------\     \ +-----\ /                  
      |TQM Team  >->- Process  >->->-> Solve >/                  
      +---------/    +--------/     / +-----/                    
      +---------\    +----------\  /                             
      |Suppliers >>>> Resources  >/                              
      +---------/    +----------/                                
     

                  Plate 12 - Fishbone to COSMIC                
     

15. Fishbone to COSMIC. See Plate 12.  The well-known TQM fishbone is an excellent 
starting point for defining the process and the people and functions that are involved 
in the process.  Simply converting the fishbone into a COSMIC might improve structuring 
the process and setting it up for including the other COSMIC capabilities described 
above.


16. Organizational Psychology. The SSG and CCB usually operate under some rules such as 
Robert's RULES OF ORDER. Some organizations go further and use structured 
problem-solving for planning. Since solving problems is inherent in continual 
improvement, a special feature is added to further improve the COSMIC process. The 
following summarizes the best from experience.
     a. Maybe you've come across books such as THE QUADRANT SOLUTION, or 
A WHACK ON THE SIDE OF THE HEAD, or PLEASE UNDERSTAND ME. Maybe you've heard about 
"hemispheric specialization" or "lateral thinking" of de Bono, or "Janusian thinking", 
or the Meyers-Briggs Type Inventory, MBTI; they all refer to personality types and 
traits.
    b. In THE T FACTOR: HOW TO UNDERSTAND TIME AND USE IT RIGHT!, Dr. Mark Stein 
explains how Jungian personality type influences how persons relate to time.  He 
explains their traits:
          1.)  "feeling" f-type for spatial, living in the past;
          2.) "intuitive" i-type for spatial, living in the future;
          3.) "sensation" s-type for active, living in the present.
          4.) "thinking" t-type for conceptualization, living in all three.
    c.  David Kolb and Min Basadur, in ORGANIZATIONAL PSYCHOLOGY, indicate:
          1.) People have different styles of learning and solving problems;
          2.) They seek and work best in occupations that use their styles;
          3.) They avoid people and work that conflicts; and
          4.) They can team together to be more effective.

            1             2             3              4           
         Spatial       Observing      Verbal         Active                    
              
                                                                   
         feel          watch          think          do            
                                                                   
         hunch         listen         logical        work          
                                                                   
         intuitive     reserved       reasoning      trying        
                                                                   
         open          quiet          analytical     practicing    
                                                                   
         accept        look           rationalize    responsible   
                                                                   
         receiving     careful        conceptual     practical     
                                                                   
              
                      Plate 13 - Learning Styles                   

17. Learning Styles.  Their instrument, the Learning Styles Inventory, uses only 12 
questions to identify four learning styles. See Plate 13 for a simplified version. The 
words in each row are scored for relative preference: "4" for "most like me"; "1" for 
"least like me"; and so on. In MAPS OF THE MIND, Charles Hampden-Turner describes the 
theories of J. P.  Guilford on creative performance and Jean Piaget on development of 
intelligence.  Totals for the four columns are combined and plotted on a 
Guilford-Piaget grid (similar to the "World of Work" seen in academic career 
counselling):

    a. Column 1 less Column 3 is plotted vertically; and

    b. Column 2 less Column 4 is plotted horizontally.


    The results determine problem-solving roles as follows:
          1.) Divergers or Idea Generators ("DIGgers");
          2.) Assimilators ("SIMmers");
          3.) Convergers or Optimizers or Judges ("COJitators"); and
          4.) Implementers or Accommodators ("WAIers").
         
                                                                     
                                  SPATIAL                            
                                   ( + )                             
                                ___________                          
               Warrior         /     |     \     Diverger            
               Accommodator   /      >      \    Idea Generator      
               Implementer   /   4   |   1   \    "DIGger"           
               "WAIer"      /        |        \                      
                           |        / \        |                     
             ACTIVE    (-) |---^---- C ---v----| (+) OBSERVING       
                           |        \ /        |   Col.2 - Col.4     
                            \        |        /      horizontal      
                             \   3   |   2   /                       
                              \      <      /                        
                Converger      \_____|_____/     asSIMilator         
                Optimizer          ( - )         Artist (?)          
                Judge             VERBAL         "SIMmers"           
                "COJers"       Col.1 - Col.3                         
                                 vertical                            
                                                                     
                    Plate 14 - Problem-Solving Team                

18. Problem-Solving Team. See Plate 14.  Kolb and Basadur build on these to create a 
structured problem-solving method.

    a.  It's one of those cases where the actual results pretty much go along with the 
theory.  Decades of data collecting show that people do tend to work in occupations 
that use their favorite preferred styles.
         1.) therapists, secretaries, systems engineers, retirees as DIGgers,
         2.) scientists, technicians, bankers, inspectors as SIMmers;
         3.) engineers, military, nurses, teachers as COJers;
         4.) administrators, athletes, consultants, salespersons as WAIers;
         5.) A Core sector is added by the P.I. for a "Coach" for the Team.

    b.  There are three choices of strategy given by Kolb and Basadur:
         1.) develop supportive relationships, the easiest way;
         2.) improve the match between style and life, more difficult; and
         3.) become more flexible - learn the other styles.

    c. The McBer Company of Boston markets the Kolb-Basadur techniques and other 
training, doing organizational development exercises using 1.) above initially by 
training teams.  The teams are composed of representatives from each of the four styles 
to show that efficiency can be increased by about 100%, when compared to any single 
person trying to do it by himself or herself.  Team Members contribute with their 
greatest strengths, whether they be spatial, observing, verbal, or being active. TQM 
Teams use a combination of Members whose learning styles are matched as closely as 
possible to the phases of the problem-solving process. A nice fall-out is that 
round-table meetings may have seating arrangement as shown in the Plate 14.

          ( Modified from Kolb & Basadur of Case Western University )        
                                  _________                                  
       4b. Execute the           /    |    \       1a. Choose Model,         
           Solution.            /     >     \           or Objective         
                               /  4   |   1  \                               
     4a. Select a             /       |       \      1b. Contrast it         
         Solution.           |       / \       |        with Reality         
                             |---^--- C ---v---|                             
                             |       \ /       |                             
     3b. Evaluate the         \       |       /        2a. Identify          
         Consequences.         \  3   |   2  /          Differences          
                                \     <     /                                
       3a. Consider              \____|____/       2b. Select Problem        
       Alternative Solutions                          as a Difference        
  Team Solvers:  /   Phase 1    /   Phase 2    /  Phase 3     / Phase 4      
                                                                            
   DIGgers: >>>>>>>Goal A.;     NOTE: If the Coach cannot form a team with   
           \\\    Model B.;           optimum specialized roles, then roles  
            \\\      &                may be shared as best can be done.     
             \\\  Contrast B. >\                                             
   SIMmers: >>>>>>>>>>>>>>>>>>>>\> Difference B.1.;                          
               \\\                 Problem B.2.;                             
                \\\< Feedback <<<<<    &                                     
                 \\                Select B.2.>\  Alternative                
   COJers: >>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>  \>Solution B.2.a;            
                   \\               \             Solution B.2.b;            
                    \\<< Feedback <<<\< Feedback <     &                     
                     \                \           Evaluate both>\            
   WAIers: >>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>Select one 
                       \                \            \                &      
                        \<< Feedback <<<<< Feedback <<\ Feedback  2-> 3-> 4.  This is the Learning And Problem-Solving Sequence, LAPSS, and the 
intention is to go around the circle as one would run laps in a relay race until 
near-consensus is attained. 
    This may entail some discussion of sub- problems that may be resolved by using the 
same process. Note the similarity to the hazard analysis process. Solvers write their 
inputs to the LAPS plans (See Plate 16) as they go along the process. Each passes on a 
written statement or question to the next Solver. 
     After acting, Solvers pass back the plans, including the feedback comments. 
Alternatives may be evaluated by using "MOST" Factors in Plate 16, Special and TQM 
Metric Factors. 

    The COACH-COORDINATOR records actions at each step and maintains plans for future 
uses, including: goals; contrasts as problems; solutions; evaluations not implemented 
and reasons why not; and results of implementation and feedback. 
    In practice, the participants may require moderate adjustments in attitudes towards 
other persons' techniques and methods of solving problems.
                                                                            
  Date: _______  Name: ______________ About: _______________________________ 
                                                                             
  1. Diverger-Idea-Generators pick goals & distinguish from current reality. 
  1a. ______________________________________________________________________ 
  1b. ______________________________________________________________________ 
  Feedback._________________________________________________________________ 
                                                                             
  2. Assimilators identify problems & select a problem to be solved.         
  2a. ______________________________________________________________________ 
  2b. ______________________________________________________________________ 
  Feedback. ________________________________________________________________ 
                                                                             
  3. Converger-Optimizer-Judges consider solutions & evaluate them (See 5.)  
  3a. ______________________________________________________________________ 
  3b. ______________________________________________________________________ 
  Feedback._________________________________________________________________ 
                                                                             
  4. Worker-Accommodator-Implementers select & implement a solution.         
  4a. ______________________________________________________________________ 
  4b. ______________________________________________________________________ 
  Feedback._________________________________________________________________ 
                                                                             
  5.  "MOST" CALCULATION: | Estimated:  |  Evaluated: |   Implemented:       
                          |             |             |                      
  5a. Probability ________|_____________|_____________|_____________________ 
                          |             |             |                      
  5b. Money Cost (-) _____|_____________|_____________|_____________________ 
                          |             |             |                      
  5c. Output Profit (+/-) |_____________|_____________|_____________________ 
                          |             |             |                      
  5d. Stress+Safety (+/-) |_____________|_____________|_____________________ 
                          |             |             |                      
  5e. Time Cost (+/-) ____|_____________|_____________|_____________________ 
                          |             |             |                      
  5f. Special/Metric) ____|_____________|_____________|_____________________ 
                          |             |             |                      
  5g. Probable "MOST" ____|_____________|_____________|______________________


                       Plate 16. LAPS Plan and Record                       





20. Inventory as Elements. The Double-Tree is expandable to encompass inventory to 
define the configuration of the system as a double-check to ensure that the model is 
all-inclusive. The configuration is the tangible and intangible assets of the system 
inventory. The risk picture is more visible with the descriptions of the purposes of 
the inventory items included.
    Some notions for starting modelling in terms of inventory are:

    a. Make an initial estimate of the scope and accuracy desired, such as:
       a third of an hour of time, $10, and accuracy of 66% probability;

    b. List, as line item elements, the tangible, physical inventory items
       that are available, either through ownership or by borrowing;

    c. List intangible assets and liabilities, including skills, knowledge;

    d. List working relationships as resources, assets, or liabilities
       (clients, competitors, partners, superiors, subordinates, peers);

    e. Review the lists and model them in the COSMIC preliminary spreadsheet,
       identifying  relationships between the items, such as:
         1.) objectives, obvious or implied, as operational functions;
         2.) interdependencies and interfaces - hierarchical dependencies;
         3.) sequences of causes and effects - processes;
         4.) oversights and omissions in planning;
         5.) relations to "MOST" factors, including risks;
         6.) current operating environment as line items;
         7.) decision-making rules; and
         8.) expected service life.

    f. Consider aggregating the resources and assets as packages of tools with 
identified capabilities in terms of causing changes from specified              
beginnings to specified ends, in terms of functional process changes.

    g. Bearing in mind what the past has shown in terms of inventory, and 
       assuming that no changes are to be made, scan the forecast operating 
       environment, then extrapolate and forecast the most probable future        for 
the operational system, with an associated service life.
          "If you always do what you always did,
           Then you'll always get what you always got,

    h. Identify your highest imaginable goals and translate them into specific 
objectives in terms of specific decision horizons as: 1.) immediate; 
2.) short-term; 3.) mid-term; 4.) long-range; 5.) ultimate.

    i. Continue the LAPS process by identifying the differences as shortfalls
       and/or obstructions and the requirements or needs for attaining them.

    j. Combine, integrate, optimize, and rank order the plans in terms of
       efficiency and effectiveness in attaining the objectives.

    k. Consider the plans in terms of requirements of resources and match the
       tool-packs of resources to the requirements.

    l. Review the inventory and dispose of unnecessary items.
 
    m. Implement the overall program set of integrated plans.

    n. Modify the model for a continuing improvement process.
  "If what you know about the problem does not help you to solve the problem,
   Then what you know about the problem is the problem."


21. Special Factors. With the development and problem-solving understood, the model is 
further developed. The factors to be used are dependent upon the particular needs of 
the system to be modelled. Special factors include such considerations as: industrial 
and governmental or legal standards; socio- economic rules; physical laws; 
specifications; or human factors such as stress. A mechanism for including the factors 
to be used in formulae calculations is simply writing in descriptions of factors in the 
left-hand column and the value of the factor in the cell to the immediate right, as 
shown in Plate 6 as "NOB". The potential value of this capability may be appreciated in 
the observation of one over-worked scientist who, upon being informed of the 
requirements for environmental management, wryly responded,

" The requirements are duly noted and will be added to the 63 others."


                                                                 
                        Alt. A    Alt. B    Alt. C    Limit      
         M* Cost          MA   +    MB    +   MC    =  ML        
         O* Output        OA   +    OB    +   OC    =  OL        
         T* Schedule      TA   +    TB    +   TC    =  TL        
                                                                 
                      *Constraints in Linear Programming         
                                                                 
         S, Safety        SA   +    SB    +   SC    =  SO        
                                                                 
            Safety as the Objective Function to Optimize         
                                                                  

Plate  17 - Operations Analysis

22. Operations Analysis. See Plate 17. In operations analysis, the software being used 
by Safety Analysis Systems also provides for optimization with linear programming, with 
sensitivity analysis. This feature will satisfy the chronic problem identified in 5. 
above, i.e., optimizing safety within the constraints of cost, schedule, and 
operational effectiveness. The order may also be set up for optimizing output within 
safety limits.

23. Advanced Spreadsheet Features.  Some programs have advanced features.

    a. Audit. Capability to audit the data by tracing the formulae and
verifying the proper types of inputs is seen as a useful verification.

    b. Graphics. The graphics features provide for quick development and
presentation of information in various kinds of bar charts, line graphs, etc.
Graphics may also be inserted into BOBs to illustrate, as with symbols.

    c. "What IF?". Most spreadsheets provide functions for changing inputs to see 
different outputs. A feature of certain spreadsheet software provides for interactive 
modelling in real time whereby an output may be changed and the inputs are 
automatically changed.  Sensitivity analysis is available.


                                                                 
       P A S T  >>>>>>>>>> P R E S E N T >>>>>>> F U T U R E     
                                                                 
       Probable                                  Probable        
                                                                 
       Assets              TransActions          Assets          
       (Resources)                              (Resources)      
                         Profit And Loss                         
       Liabilities                               Liabilities     
       (Requirements)      Risk Decisions       (Requirements)   
                                                                 

                       Plate 18 - PAL-TA-PAL                     

24. Financial Relationships. See Plate 18. Since the spreadsheet originated in the 
financial community, it has many features that are useful and are retained in the 
SHERDQAM. A problem seen in P&L statements is that the data is so compressed that the 
purposes and relationships are lost. The usual procedure of making Profit And Loss 
statements, records of transactions, and listings of assets and liabilities are 
intended to be retained, expanded, and clarified.  

             |         |       |        |       |      |      |      |        
             | Planning| Design| Mrkt'g | Proto | Test | Proc |  Mfg | Sales  
 ____________|_________|_______|________|_______|______|______|______|_______
  Management |         |       |        |       |      |      |      |       
 ____________|_________|_______|________|_______|______|______|______|_______
  Personnel  |         |       |        |       |      |      |      |       
 ____________|_________|_______|________|_______|______|______|______|_______
  Finance    |         |       |        |       |      |      |      |       
 ____________|_________|_______|________|_______|______|______|______|_______
  Testing    |         |       |        |       |      |      |      |       
 ____________|_________|_______|________|_______|______|______|______|_______
  Engineering|         |       |        |       |      |      |      |       
 ____________|_________|_______|________|_______|______|______|______|_______
  Production |         |       |        |       |      |      |      |       
 ____________|_________|_______|________|_______|______|______|______|_______
  Facilities |         |       |        |       |      |      |      |       
 ____________|_________|_______|________|_______|______|______|______|_______
  Equipment  |         |       |        |       |      |      |      |       
 ____________|_________|_______|________|_______|______|______|______|_______
                                                                             
                         Plate 19 - Larger Systems                          

25. Larger Systems. See Plate 19. For these uses, beyond SHERDQAM, which is embedded in 
each activity, the term COSMIC is used. In larger systems, the various departments or 
divisions or cost control centers and the people who are responsible for certain and 
accountable for areas such as facilities, equipment, functions, or on-going events may 
be managed with individual spreadsheets.  While various unique computer tools have been 
developed for managing organizations, experience has shown that these are oftentimes 
incompatible with areas such as technical or legal aspects and lack the advanced 
features found in popular spreadsheets.  Such tools oftentimes require dedicated 
personnel and extensive training.  The larger system will be feasible with aggregation, 
distribution, and cross-linking.

       ___________________________                                          
      |___|P_|__|__|__|__|__|_X|__|    The COSMIC is inserted from          
      |___|M_|__|__|__|__|__|_X|__|    the bottom row  of the sheet         
      |___|O_|__|__|__|__|__|-X|__|    to left into the sheet below.        
      |___|S_|__|__|__|__|__|_X|__|          ___________________________    
      |___|T_|__|__|__|__|__|_X|__|         |QCB|__IX_|__IX_|__IX_|XX|__|   
      |___|PT|__|__|__|__|__|_X|__|         |___|_XI__IX_|__IX_|__|XX|__|   
      |___|__|__|__|__|__|__|_X|__|         |___|__|__|__|__|__|_X|XX|__|   
      |GT1|T2|T3|T4|T5|T6|T7|T8|TT| <<< >>> |GT1|T2|T3IT4IT5|T6IT7|T8|TT|   
                                            |___|__|__|__|__|__|__|XX|__|   
                                            |___|_XI__IX_|__|__|__|XX|__|   
                                            |___|__|__|_XI__|_XI__|XX|__|   
                                            |___|__|__|__|__|__|__|__|__|   
                                                                            

           Plate 20 - Aggregation, Distribution and Cross-Linking           

26. Aggregation, Distribution, and Cross-Linking. See Plate 20 above.

     a. Aggregation.  For small systems wherein there may be limited memory, COSMIC is 
amenable to aggregation to higher-level COSMICs, to achieve order of magnitude gains.  
The mechanism is a simple matter of saving portions of the basic model, such as 
bottom-line row and right-hand column totals, and inserting them into the higher-level 
model, wherein one would have an array with formulae that sum from a starting cell to 
the end total cells.  Inserting data between the two cells results in recalculation to 
include the insertion.  Synthesis from the "grass roots" up-chain could identify 
limiting factors, "LIMFACS", such as maxima and minima.

     b. Distribution.  The advantage of distribution or allocation is seen in the 
ability of maintaining focus on top-level or system-level control so as to minimize 
sub-optimizing.  Top managers might allocate resources more efficiently and 
effectively, with informed information from lower-levels.
    Delegation of decision-making authority is crucial for accountability.    
The feature is similar to military fragmentations (frags) of the main Order of Battle, 
OB, that are sent from the central headquarters to field units.

     c. Cross-linking. The cross-linking between organizations and functions at the 
same hierarchical level is seen as equally important.  COSMIC would seem to be useful 
where exchanges of medium-sized packets or modules of information are required. Some 
software features automatic updating of related spreadsheets and databases whenever 
data is changed in any given sheet or database. Network linking is also available for 
massive parallel processing.

27. Display for Unification.  In a typical organization, the COSMIC should be displayed 
at intervals or on special occasions such as program milestones to achieve the unity 
described in the anecdotes concerning the hallway displays.  A typical 1 Megabyte sheet 
would display 4' x 15' in compressed format.  
A 2-level 2-dimensional nested sheet would require up to 100 times this space, i.e., 
40' by 150'!  The advantage of computer display is obvious.





                                  E. WORKPLAN

 1. How - Workplans will be determined to a large extent by the government or client; 
however, the following pattern is provided as a "strawman" for planning purposes.  The 
government or client may select high-risk projects or organizations to be supported as 
teams.

          |         |          |          |          |          |           
  Month>> |    1    |    2     |    3     |    4     |    5     |    6      
 _________|_________|__________|__________|__________|__________|__________ 
          |         |          |          |          |          |           
   Buyer  |ID Teams |          |          | Evaluate |          | Evaluate  
 _________|_________|__________|__________|__________|__________|__________ 
   TQM    | Meet &  | Define   | Solve    | Form     | Refine   | Evaluate  
   Team   | Train   | Needs    | Needs    | Model    | Model    |  Model    
 _________|_________|__________|__________|__________|__________|__________ 
          | Train   | Assist   | Midterm  | Assist   | Assist   | Final     
   S.A.S. | Teams   | Survey   | Report   | Survey   | Survey   | Report    
          |         |          |          |          |          |           

                      Plate 21  Workplan by Month                         


 2. When - Initial estimate is based on 500 hours to develop a SHERDQAM for a typical 
project.  Intent is for Safety Analysis Systems to provide one day per week support for 
six months in meetings with the project team.
One day per week meetings are envisaged as a combination of:

     a. Assessing needs and training personnel;

     b. Analyzing the project and the team members' processes; and

     c. Interim surveys of team members' progress to be evaluated.

 3. Where - Meetings are envisaged as a combination of mornings with the
    whole team and evening with individuals, as required.

 4. Schedule - Activity will proceed in four phases:

    a. Month 1 -  1.) Tutorials on the program;
                  2.) Assess computer expertise and equipment available;
                  3.) Form the team and define the processes;

    b. Months 2-5 - Assist team members in analyzing the system;

    c. Month 6 - Review and Final Report.

 5. Final Product - The final product is the computer model of the organization and its 
relationships and the operational system, with database
of TQM Team Meeting Minutes and surveys.  One client has noted,
"We can put the project on one diskette and update it when it changes!"





                             F. RELATED WORK DONE.

                         See C.9. above and I. below.

 1. Defense Aerospace. The various features have been used in the management and 
supervision of the Safety Divisions under the P.I.'s control. In supervising a group of 
a dozen professionals, workload was managed with about a dozen disciplines interfacing 
with several dozen organizations in applying to about a thousand complex defense 
research projects. The P.I.  contributed to improving MIL-STD-882, particularly as 
regards safety testing and test safety, and various organizational safety plans. The 
P.I. also contributed to development of combat tactics for interdiction, using 
operations research analysis to define choke points on supply routes as a member of the 
tactics panel.

 2. Research.  The essentials of COSMIC have been applied to:

    a.  modelling the human life with roles as in Plate 21 and phases;

    b. a course of instruction in the psychical sciences; and

    c. management of the organization.

 3. Education. The P.I. has taught flight instruction. The essentials of
    COSMIC were applied in adult evening courses and presentations to many
    organizations on a variety of topics, including COSMIC WISDOM.

 4. Vehicle Development. Development of a patented air-ground vehicle has used COSMIC. 
As a result of analyzing market and technical performance and safety recently, 
water-borne capability has been added to the concept.




























                          G. RELATION TO FUTURE WORK.

    Since there is no inherent limit to the use of pervasive technologies other than 
the willingness of people to use it, continued expansion appears feasible. COSMICs may 
be developed for virtually any system.

 1. Phase II. Assuming that Phase I provided sufficient assurance that COSMIC is a 
cost-effective and desirable technology, ß work may involve coordinating the activities 
concerned with high risk loss control as mentioned in C.3. above by inviting 
professional groups and societies to consider SHERDQAM.

    a. Further work might replicate with other organizations and projects.

    b. A report of Phase I activity might be made available to other
government agencies, software developers, industry and academia for further
application.

    c. A particular interest of the P.I. is exploring the feasibility of
developing the COSMIC as an artificial intelligence engine.

 2. Phase III. Work might involve exploring the feasibility of expanding applications 
of COSMIC to the areas mentioned in H below. A particular interest of the P.I. is the 
application of COSMIC in central control station display systems. The concept is that 
of a display that will show a system operator the status and potentials of a 
quasi-automatic operating system that requires human monitoring and real-time 
decision-making.  Hardware might involve "video wall" technology with multiple display 
screens with animated flows and color-coding, and instrumentation interfaces for 
inputing and outputing.  Included in this class are:

         1.) Building environmental and security systems;

         2.) Transportation and communication systems;

         3.) Organizational management;

         4.) Maintenance and Test operations;

         5.) Vehicle control, such as aircraft, ships, etc.;

         6.) Tactical and strategic situations;

         7.) Political systems.















3. Standard. A draft standard is shown below.

                                Draft Standard

       Computerized Operational System Modelling for Integrated Control
                                     for
     Workable Intelligent Systems Development, Operation, and Maintenance

                         " C O S M I C   W I S D O M"

 0. PURPOSE:  This standard is intended to describe assumptions and    standards for 
COSMIC WISDOM. Users are encouraged to make their models    available to all concerned.  
Safety Analysis Systems shall act as SYStem    OPerator, SYSOP, for COSMIC interchange 
and repository.

 1. ASSUMPTIONS: It is assumed the system operator is competent in using the hardware 
and the software as a system.
    1.1. HARDWARE:  A computer workstation with the following hardware:
         1.1.1. All equipment shall meet or exceed national consensus safety
               and health standards for electrical/electromagnetic operation.
         1.1.2. Stations shall consider ergonomics in operation, including      
                seating, duty periods (1:20 on/:20 off), and illumination.
         1.1.3. A monitor, a printer, and data storage media;
         1.1.4. A floppy disk drive of at least 128 Kb capacity;
         1.1.5. Random Access memory of at least 128 Kb is desirable.
         1.1.6. Communications capability is desirable.
    1.2. SOFTWARE:  The COSMIC operation assumes the following common
        program software with display, printing, and save and retrieve
        capability. Software shall be compatible with USASCII standard.
         2.1. Text word processing for common reading and writing;
         2.2. Database for repetitive entries and logs ( See Plate 5.);
         2.3. Spreadsheet program as described in D> Technical Objectives.

 2. STANDARDS:  COSMIC models shall conform to the following guidance.
    2.1. Specifications shall be maintained in a Legend file, either in the
         model (preferably in the leftmost column) or separately filed,
         (enter location of legend in A1) with the following information:
         2.1.1. The date when the COSMIC was saved;
         2.1.2. The name and address/phone number of the analyst;
         2.1.4. The end cell row-column identifier;
         2.1.5. The line items concerned as in Plate 21;
         2.1.6. The numerical or statistical accuracy of the model.
         2.1.7. Related spreadsheets for aggregation or distribution.
    2.2. The on-going entities shall be described in a contiguous group of
         cells, either BOBs, NOBs, or both. (See Plates 5, 6, and 9.).
    2.3. Initial state of entities shall be described in the leftmost column.
         2.3.1. The flow of action shall be from left-hand to right-hand.
         2.3.2. Cells to right shall be reserved for changes in the entity.
         2.3.3. The rightmost BOB shall be for the final (objective) state.
         2.3.4. Upper rows are for controlling items, lower for controllees;
    2.4. Tolerance build-up shall be considered for accuracy.
    2.5. Space (blank column/row) between BOB/NOBs shall be a minimum of:
         2.5.1. One character when the BOB is marked with a border; or
         2.5.2. Three spaces when not marked by a border; or
         2.5.3. Five spaces when a connector line mark is included.
    2.6. If "PMOST" is used, then the factors shall be defined as in Plate 6.


                        H. POTENTIAL POST APPLICATIONS

     The COSMIC proposal may be published as a guide. The method might be
used in educational instruction and applied to the following areas.

 1. Modules in Libraries. As COSMICs are developed, they may be viewed
    as modules that may be interchanged and synthesized, adapted and adopted,
    in a manner similar to "shareware" on electronic bulletin boards and
    forums.  The information system might evolve into an encyclopaedic
    reference system.  There will be a need for language translation.

 2. Auditing and History. These might be enhanced by the modelling of high
    importance activities at any level of complexity for lessons learned.
    This might include aggregating mishap reports from the myriad of
    government and industry agencies and assimilating them for planning.

 3. Health Maintenance. As reflected in "The Oregon Plan" may be considered,
    including psychoneurobiology, parapsychology, and psychical sciences.
    This might also include biological, psychological, and genetic,
    neurological subsystems, interacting with nature and society.

 4. Insurance. The insurance industry, per se, would likely benefit, as would
    those who elect to self-insure.  As an example, buyers may wish to have a
    safety analysis and legal verdicts for products for buying decisions.

 5. Arms/HAZMAT/RAD Proliferation Control. Tracking of arms, hazardous
    materials or emitters or advanced technologies might be enhanced.

 6. GUEST. Globally Unified Environmental Safety Teams - GUESTs on Earth may
    develop and use definitive models of ecosystems.

 7. Integration of Large Systems. COSMIC technology might provide for
    better integration of large systems, including:
       a. Educational curricula, with follow-through to employment and thence
          to occupational and professional career paths;
       b. Employee "Position Descriptions" as "Process Prescriptions" for
          government in civil service, military, and collective bargaining.

 8. Human Relations. Some corporations, including political entities, have
    questionable means of describing their organization and operation to their
    tax-paying citizens.  They might benefit from using COSMIC for
    communicating with voting and non-voting citizens and stock-holders.

 9. Specifications and Standards. Both governmental and industrial, the
    problems mentioned above are seen as a call for review. The 35,000
    specifications and standards might be easier to work with if they were
    COSMICs for identifying definitive processes, interdependencies and
    quality measures.  The ISO 9000 standards seem to be a fertile area, since
    they call for process controls that might be described with COSMICs.

10. U. S. Code of Federal Regulations. This might be considered for review to
    see how the directives are actually implemented and the value added or
    cost avoided via aggregation with LIMFACs.  This might include providing
    citizens a COSMIC of the laws they are subject to.


          |        |Line|                                                  
  Dewey #s| SIC #s |Item|  B u d g e t / P l a n   L i n e  I t e m s      
 _________|________|_#s_|_________________________________________________ 
       00 |        | 42 |  Knowledge, cybernetics, systems, controversial  
 01,03,&93|        | 41 |  History & Forecast, Biblios, Encyclopedia       
       40 |        | 40 |  Language & Linguistics                          
       32 | 91-97  | 39 |  Political Science, Government, Citizenry        
       02 |   82   | 38 |  Libraries & information science & Museums       
          |        | 37 |  Employee, Co-Worker, Boss, Manager              
       10 |        | 36 |  Philosophy, metaphysics, ontology, cosmology    
       13 |   80   | 35 |  Paranormal, parapsychologists                   
 15,16,17 |   80   | 34 |  Psychology, Logic, & Ethics                     
 50,52,53 |   89   | 33 |  Pure Science Mathematics, Astronomy, & Physics  
 54,62,66 |   51   | 32 |  Chemistry, Materials, & Fuels                   
       62 |   87   | 31 |  Technology & Engineering (Safety cons.8742-08)  
          |   64   | 30 |  Accidents & Mortuary Affairs & Insurance        
       60 |   80   | 29 |  Health & medicine                               
       20 |   86   | 28 |  Religion & Churches, Ideology Group Member      
       36 |   81   | 27 |  Law & Administration                            
       34 |   92   | 26 |  Crime, Enforcement, & Corrections               
       33 |   87   | 25 |  Economics & Business Management (Save/Invest)   
       30 |   83   | 24 |  Sociology, services, SIGs, statistics           
       37 |   82   | 23 |  Education & Training                            
       73 | 84-86  | 22 |  Arts, performing & Entertaining                 
       80 | 84-86  | 21 |  Literature, poetry, music , graphic arts        
 79,91,99 | 27&79  | 20 |  Recreation, Sports, & Travel-psychic mediums    
       65 |   67   | 19 |  Management & auxiliary services & Insurance     
       38 |   52   | 18 |  Trade and Sales                                 
 38,33,65 | 48-49  | 17 |  Communications & Utilities                      
    07,09 |   27   | 16 |  Journalism, periodicals, manuscripts            
       67 | 20-39  | 15 |  Manufacturing, Refining, & Maintenance          
       38 |   40   | 14 |  Transportation & Distribution                   
 72,69,62 |   15   | 13 |  Architecture, Building, Construction & Housing  
       06 |   84   | 12 |  General Organizations, Friends/Antagonists      
       39 |        | 11 |  Customs & folklore (Diet, Dance, Dialect)       
       38 |   72   | 10 |  Personal Services (Grooming, Cleaning)          
       64 |        |  9 |  Home & Family (Parent, Sibling, Son/Daughter)   
          |        |  8 |  Personal/Pair Genetic Improvement & Survival    
 30,57,92 |        |  7 |  Life Sciences, Anthropology, & Geneaology       
  58 & 59 |        |  6 |  Botanical, & Zoological Sciences                
       63 |   01   |  5 |  Agriculture & Livestock                         
       63 |   09   |  4 |  Trapping, Hunting, & Fishing                    
       62 |   14   |  3 |  Mining & Energy Extraction                      
  55 & 90 | 27,89  |  2 |  Earth sciences, Geography, & Disasters          
       50 |        |  1 |  Inertia, Gravity, & Radiation                    


                Plate 22 - Very Large Systems                            

11. Very Large Systems.  See Plate 22. For National/Global Planning, line items are 
shown as a hierarchy. "Dewey" is for (Melvil) Dewey Decimal Codes; "SIC" is Standard 
Industrial Classification codes.


12. Personal Life Planning with COSMIC.  Persons and families may use the
COSMIC system for planning, modelling, and recording their activities.

  
                                                                                       
     
      Col. B                 D              F               H           J            L          
                         Youth         Mating and     Middle Age    Mellowing    
Retirement     
   Social Life Phase->   School        Acquisition    SocialClimb   Leadership    
Advising      
   Approx.Phys.Age-->>    8 - 24       24 - 40        40 - 56        56 - 72      72 - 
88       
 
_______________________________________________________________________________________
_______ 
  
                                                                                       
       
   Highest Potential--->           >              >   A display of 4' tall ( 3' to 7' 
high),    
  
                                                                                       
       
   Core Personality---->           >              >   and 20' wide would accomodate 
about       
  
                                                                                       
       
   Religious/Ideology-->           >              >   30 elements in "MOST" format.             
 
_______________________________________________________________________________________
_______ 
   National Member----->           >              > 
                                            
  
                                                                                       
       
   Regional/State Mbr-->           >             >    Allowing 40-character NOB's @ 12 
c.p.i.,  
  
                                                                                       
       
   Diplomat-Leader----->           >             >    this would allow 72 phases or 
years.          
_______________________________________________________________________________________
_______  
   Professional Mbr---->           >             > 
                                            
                                                      The aggregated COSMIC for a 
person's      
   Business Officer---->           > 
                                                           
                                                      or a family's system may be set 
up        
   Worker/Co-Worker---->           > 
                                                           
                                                      from the viewpoint of functional 
roles    
   Consumer------------>           > 
                                                           
                                                      that are to be fulfilled in 
phases.       
   Student-Apprentice-->           > 
                                                           
                                                      Phases may be analyzed in 
quarters,       
   Community Leader---->           > 
                                                           
                                                      weeks, or however desired. 
Budgets        
   Community Member---->           > 
                                                           
                                                      may be included. Key questions 
are:       
   Friend (Same Sex)--->           > 
                                                            
                                           Where do you want to be twenty years from 
now?       
   Friend (Opp. Sex)--->           > 
                                                           
                                           What are you planning NOW to achieve these 
goals?    
   Adversary-Competitor>           > 
                                                           
 
_______________________________________________________________________________________
_______ 
   EXTENDED FAMILY:--->            > 
                                                           
  
                                                                                       
       
   Grandparent:-------->           > 
                                                           
  
                                                                                       
       
   Parent:------------->           > 
                                                           
  
                                                                                       
        
   Spouse or Mate------>           > 
                                                           
  
                                                                                       
       
   Son/Daughter-------->           > 
                                                           
 
_______________________________________________________________________________________
_______ 
  
                                                                                       
  
 Plate 23 
Preliminary COSMIC for Personal Life Planning for Expected Service Life      



                               I. KEY PERSONNEL.

    The P.I. was a participant in recent organizing of the Aeronautical Systems 
Division and Wright-Patterson AFB Environmental Protection Committees and participating 
in the DoD Tri-Service System Safety Panel on Laser Safety.  Participated in 
Operational Improvement Task Force for the City of Dayton.
    The P.I. has participated in approximately 1,000 R & D projects, including several 
programs that were the first of their kind, such as: first military communications 
satellite; first long-endurance drone aircraft;
first flight operation of a chemical laser.
    See WHO'S WHO IN SCIENCE AND ENGINEERING/ THE MIDWEST.

1. Professional Background:
- Military reserve duty in Naval Air Reserve as aircraft mechanic;
- Command Pilot as Instructor & Transport Pilot and Forward Air Controller.
- Military active duty in the Air Force Systems Command; assigned to:
  -- Space Systems Division Communications Satellite Test and Deployment;
  -- AFSC Inspector General Safety Office;
  -- Aeronautical Systems Division
     --- Reconn/E.W. Office for Safety, Reliability, and Quality Assurance;
     --- Deputy for Engineering Group Leader for System Safety Engineering.
- One-year hiatus from Federal work; employed with major aerospace firms as   Senior 
Systems Engineer in Research & Development on Aquila reconnaissance drone and XV-15 
tilt-rotor aircraft.
- Department of Air Force Safety Engineer:
  -- Lead System Safety Engineer with 4950th Test Wing;
  -- Wright Laboratory; Chief of the Safety Division.  Developed and
         implemented, over a five-year timeframe, an integrated occupational
         safety & health, system safety, & environmental protection program.

2. Education:
- B.Sc., Aeronautical & Astronautical Engineering, University of Michigan;
- M.A., Industrial Management & Supervision, Central Michigan University;
- Professional Military Education through Air War College.

3. Awards and Certifications:
- Commendation Medals for "acquisition of safer systems at lower costs";
- Assisted Wright Laboratory attaining three National Safety Council Awards;
- Registered Professional Engineer in Ohio;

4. Professional Memberships:
- System Safety Society (Senior Member).
- International Test and Evaluation Association.
- American Society for Safety Engineers.
- Engineers Club of Dayton.

5. Patents:
- display systems (24-hour clock dials); and
- multi-mode vehicles (aircar/autoplane) and flight controls.

6. Papers:
- Master's thesis on management of safety;
- Air War College technical report on personal computers for management;
- System Safety Society papers on trade-offs for life cycle cost;
- System Safety Society papers on personal computers for safety management.

7. Other: CEO/Editor of educational & scientific research organization 17 years 
involving the psychical sciences and parapsychology.